Trade Surveillance Analyst/Intl Compliance/Inside ir35/£350-£450/SMARTS/Fixed Income/SQL/CLOB

Trade Surveillance Analyst/Intl Compliance/Inside ir35/£350-£450/SMARTS/Fixed Income/SQL/CLOB

Posted Today by 1774454523

£450 Per day
Inside
Hybrid
London

Summary: An international electronic trading firm is looking for a Trade Surveillance Analyst to enhance its Compliance team in London. The role involves managing alert disposition and case management for various trading products, ensuring compliance with regulations. The position is a 6-month contract classified as inside IR35, offering a daily rate between £350 and £450. The successful candidate will work in a hybrid environment, collaborating with senior teams to improve surveillance processes.

Key Responsibilities:

  • Reviewing and escalating daily SMARTS alerts
  • Managing cases through to regulatory submission
  • Supporting alert calibration, scenario tuning, and dashboard reporting
  • Providing feedback on processes to enhance surveillance effectiveness

Key Skills:

  • SMARTS alert disposition experience
  • Fixed Income knowledge (bonds, credit derivatives, interest rate derivatives)
  • Understanding of market abuse typologies and relevant regulations
  • Tableau experience (dashboard build/analysis)
  • Strong verbal and written communication
  • Python/SQL advantageous but not required

Salary (Rate): £450 per day

City: London

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: inside IR35

Seniority Level: undetermined

Industry: Other

Detailed Description From Employer:

Trade Surveillance Analyst - International Compliance 6 Month Contract - Inside IR35 - £350-£450 per day

London (Hybrid)

Salary/Day Rate: £350-£450 per day

Role Overview:

An international electronic trading firm is seeking a Trade Surveillance Analyst to join its Compliance team in London. The role focuses on alert disposition and case management across RFQ (US) and CLOB (EU), supporting Fixed Income, equity derivatives, and repos.

Responsibilities Include -

Reviewing and escalating daily SMARTS alerts

Managing cases through to regulatory submission

Supporting alert calibration, scenario tuning, and dashboard reporting

Providing feedback on processes to enhance surveillance effectiveness

Key Skills:

SMARTS alert disposition experience

Fixed Income knowledge (bonds, credit derivatives, interest rate derivatives

Understanding of market abuse typologies and relevant regulations

Tableau experience (dashboard build/analysis)

Strong verbal and written communication

Python/SQL advantageous but not required

Why Apply:

Work in a high-volume, global trading environment

Collaborate with senior compliance, risk, and technology teams

Opportunity to contribute to process improvement and surveillance innovation

Apply Today to join a fast-paced, award-winning compliance team, interviews this week!