Compliance Analyst (6-month FTC)
Posted Today by Rutherford
Negotiable
Undetermined
Undetermined
London Area, United Kingdom
Summary: The role of Compliance Analyst is a fixed-term contract position within a leading hedge fund in London, focusing on compliance generalist duties. The position involves monitoring compliance activities, overseeing trading operations, and ensuring adherence to regulatory requirements. Candidates should have relevant experience in compliance or risk, particularly in alternative investments. Strong communication skills and knowledge of UK and US regulations are essential.
Key Responsibilities:
- Carry out day-to-day compliance monitoring and control activities.
- Manage gifts and entertainment, PA Dealing and Code of Conduct compliance in accordance with internal policies and regulatory requirements.
- Perform front-office trading monitoring and surveillance across trading desks.
- Oversee best execution monitoring and related trade quality assessments.
Key Skills:
- 2–3 years’ experience in compliance, risk or regulatory support, preferably with exposure to alternative investments, credit or fixed income strategies.
- Knowledge of UK and US regulations is preferred.
- Excellent written and verbal communication skills.
Salary (Rate): undetermined
City: London
Country: United Kingdom
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Other
We are currently supporting a leading hedge fund with a fixed-term contract Compliance hire in London. The role is a compliance generalist position covering core compliance, front-office trading monitoring, trading exposure oversight, best execution monitoring and conflicts management.
Responsibilities:
- Carry out day-to-day compliance monitoring and control activities
- Manage gifts and entertainment, PA Dealing and Code of Conduct compliance in accordance with internal policies and regulatory requirements.
- Perform front-office trading monitoring and surveillance across trading desks.
- Oversee best execution monitoring and related trade quality assessments.
Requirements :
- 2–3 years’ experience in compliance, risk or regulatory support, preferably with exposure to alternative investments, credit or fixed income strategies.
- Knowledge of UK and US regulations is preferred.
- Excellent written and verbal communication skills.