Consultant - Chief Compliance Officer

Summary: Arootah is seeking a Consultant - Chief Compliance Officer to provide expert compliance advice to hedge fund and family office clients. The role involves developing and implementing compliance programs, creating actionable plans, and evaluating client progress. Candidates should have prior experience in compliance roles within financial services and possess strong communication and problem-solving skills. The position offers flexibility, autonomy, and the opportunity to work remotely.

Key Responsibilities:

• Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs
• Help the client develop realistic and effective monthly action plans
• Identify internal and contextual roadblocks
• Break apart goals into actionable steps
• Devise a plan of action for each goal
• Provide the client with resources associated with implementing their action plan
• Teach and mirror successful and positive techniques
• Implement policies, procedures, and control measures
• Evaluate each client’s advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices
• Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)

Key Skills:

• Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission
• SEC audits and examinations
• Effective written and verbal communication skills
• Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results
• Ability to build rapport and work with people from all over the world
• Effective communication
• Personable and relatability skills
• Basic computer skills
• Proficient in Excel and PowerPoint

Salary (Rate): undetermined

City: undetermined

Country: undetermined

Working Arrangements: remote

IR35 Status: outside IR35

Seniority Level: undetermined

Industry: Other