Equity Position Reporting SME (m/f/d)

Summary: The Compliance Advisory SME role at emagine focuses on Equity Position Reporting, ensuring compliance with UK, EU, and US regulatory obligations. The position requires a highly experienced compliance professional to provide advisory support, manage regulatory reporting processes, and drive remediation initiatives. The successful candidate will collaborate with various teams to embed regulatory requirements into business processes. This role is critical in maintaining the firm's integrity and compliance within the financial services sector.

Key Responsibilities:

• Serve as the SME for equity position and short selling reporting across multiple jurisdictions (UK, EU, US/CAN).
• Provide advisory support and challenge to the business and project teams on regulatory interpretation and implementation.
• Manage and support the end-to-end regulatory reporting processes for Equity Positions (Transparency Directive, 13f-1, 13f-2), Short Selling (SSR), and US/CAN Trade Reporting (CFTC, SEC, CSA).
• Partner with the front office, operations, and technology to ensure regulatory requirements are understood and embedded in processes.
• Drive and support remediation and change projects relating to historical and ongoing reporting obligations.
• Liaise with internal and external stakeholders, including regulators, to address queries and ensure timely and accurate reporting.
• Assist in the drafting and review of policies and procedures related to regulatory reporting and control frameworks.
• Support broader Compliance Advisory functions including US Swap Dealer requirements and reporting oversight as needed.

Key Skills:

• Proven experience in a compliance advisory or regulatory reporting role within a global financial institution.
• Strong expertise in equity position reporting, short selling regulations, and associated reporting regimes (13f-1/13f-2, SSR, Transparency Directive).
• In-depth understanding of global regulatory frameworks including CFTC, SEC, and CSA obligations.
• Demonstrated experience managing complex regulatory projects and delivering to tight deadlines.
• Strong stakeholder management skills, including the ability to engage and influence senior leadership.
• Experience drafting and implementing regulatory policies, procedures, and control enhancements.
• Ability to operate independently and work collaboratively across Compliance, Legal, Operations, and Technology.

Salary (Rate): 500

City: London

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: inside IR35

Seniority Level: Senior

Industry: Consulting