Compliance Officer

Compliance Officer

Posted 3 days ago by Options Group on Linkedin

Negotiable
Undetermined
Undetermined
London Area, United Kingdom

Summary: The Compliance Officer role is a 1-year fixed contract position at a hedge fund, starting in June or July 2025, with potential for permanent extension. The role involves developing and monitoring compliance policies, providing guidance to management, conducting audits, and ensuring adherence to regulations such as MiFID II. The ideal candidate will have significant experience in compliance, particularly within a hedge fund environment.

Key Responsibilities:

  • Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II.
  • Provide guidance and support to senior management, investment teams, and other departments on compliance-related matters.
  • Conduct regular compliance monitoring and internal audits to ensure adherence to applicable rules and regulations.
  • Oversee the review and approval of trading activities to ensure compliance with internal guidelines and regulatory standards.
  • Work closely with external regulators and auditors, responding to inquiries and addressing compliance concerns.
  • Assist in preparing and submitting regulatory filings as required by local and international authorities.
  • Manage and track regulatory changes, ensuring the firm remains up-to-date with evolving compliance requirements.

Key Skills:

  • 4-8 years of experience in a compliance role.
  • Prior experience in a hedge fund environment.
  • Knowledge of MiFID II regulations.
  • Experience and knowledge of equities products.

Salary (Rate): undetermined

City: London

Country: United Kingdom

Working Arrangements: undetermined

IR35 Status: undetermined

Seniority Level: Mid-Level

Industry: Finance