Summary: The Senior Compliance Auditor role at KPMG involves supporting Partners and Directors through the personal compliance audit process, focusing on the accuracy of financial arrangements. The position requires autonomous execution of audits, supervision of data gathering, and effective communication with senior leaders. The role is critical in ensuring compliance with regulatory and internal policies while maintaining high-quality standards under strict timelines. This is a 12-month fixed-term contract based in Birmingham or Leeds.

Key Responsibilities:

• Support Partners and Directors through the personal compliance audit process.
• Undertake personal compliance audits regarding financial arrangements held by Partners, Directors, and their family members.
• Handle a high volume of audits with a focus on quality and adherence to strict timelines.
• Supervise data gathering, collation, checking, and reviewing outputs related to audits.
• Develop an understanding of investment products and their relation to independence requirements.
• Conduct audits by reviewing provided information and documents, liaising with senior leaders.
• Track progress of audits and report to the team leader, escalating identified breaches appropriately.
• Support the team with other ad-hoc tasks as required.

Key Skills:

• Ability to work autonomously and take responsibility for work quality.
• Strong time management and prioritization skills.
• Team-player with a collaborative approach.
• Client-focused with a passion for delivering high-quality service.
• Excellent written and oral communication skills.
• Ability to interpret information, identify issues, and escalate as needed.
• High attention to detail and ability to handle sensitive information discreetly.
• Strong knowledge of Microsoft Office applications.
• Prior experience in a professional services firm is advantageous but not essential.

Salary (Rate): undetermined

City: Birmingham

Country: United Kingdom

Working Arrangements: undetermined

IR35 Status: undetermined

Seniority Level: undetermined

Industry: Other