Summary: The Senior Compliance Analyst role at a leading Asset Manager involves supporting regulated entities through Conduct Advisory activities on a 12-month fixed-term contract. The position requires providing compliance advisory support, staying updated on regulatory changes, and managing relationships with stakeholders. The ideal candidate will have a strong background in compliance within asset management and excellent communication skills. This role is pivotal in ensuring adherence to compliance policies and enhancing conduct risk management.

Key Responsibilities:

• Providing compliance advisory support to the business regarding asset classes and regulatory rules.
• Staying updated on compliance laws and regulations to assist stakeholders in understanding impacts.
• Focusing on risk-based conduct risk and compliance activities while identifying additional business benefits.
• Building and managing relationships with internal and external customers to ensure adherence to policies.

Key Skills:

• Previous compliance advisory experience in asset management.
• Exposure to direct investment management and understanding of the investment process.
• Knowledge of UK/EU regulations and compliance/conduct risk in investment management.
• Strong verbal and written communication skills for stakeholder engagement.
• Good presentation skills to convey complex concepts clearly.

Salary (Rate): 78000

City: London

Country: United Kingdom

Working Arrangements: undetermined

IR35 Status: fixed-term

Seniority Level: Senior

Industry: Finance