Risk Consultant (Cass Consultant)

Summary: The Risk Analyst (Cass Consultant) role is a 6-month contract position based in London, requiring a skilled professional to support daily CASS Office operations and drive change initiatives. The successful candidate will engage with various stakeholders and assist in compliance with FCA CASS regulations. Key responsibilities include oversight of custody shortfalls, updating CASS policies, and producing management information for oversight committees. This position demands strong analytical skills and the ability to work under pressure within a dynamic environment.

Key Responsibilities:

• Support with daily CASS Office BAU duties (eg oversight of custody shortfalls cover, CASS escalation policy)
• Assist in the review and update of the firm's CASS rule to Risk and Control Matrix.
• Support with completing CASS impact assessment on new business activities within GM as part of Total Capture exercise and update the CASS applicability Matrix
• Drive forward various change initiatives to improve the CASS operating environment
• Ensure necessary changes to CASS policies and CASS Office procedures are made timely
• Assist in producing management information for the GM Client Asset Oversight Committee
• Support with other CASS duties as and when delegated by management
• Establish a strong rapport with all CASS stakeholders

Key Skills:

• At least 3-5 years' experience of working in a CASS Office BAU or CASS audit role
• A strong understanding of FCA CASS regulation
• Familiarity with Global Markets activities
• Analytical mindset and excellent interpersonal skills
• Ability to work well under pressure.
• Solid work ethic and high level of motivation.

Salary (Rate): undetermined

City: London

Country: UK

Working Arrangements: hybrid

IR35 Status: undetermined

Seniority Level: undetermined

Industry: Other

Detailed Description From Employer:

Risk Analyst (Cass Consultant)
6 Month Contract
Location: London (Hybrid)

Lorien's UK leading Investment banking client are currently looking for a highly skilled Risk Analyst to join the team on an initial 6-month contract.

Key responsibilities of this role:

• Support with daily CASS Office BAU duties (eg oversight of custody shortfalls cover, CASS escalation policy)
• Assist in the review and update of the firm's CASS rule to Risk and Control Matrix.
• Support with completing CASS impact assessment on new business activities within GM as part of Total Capture exercise and update the CASS applicability Matrix
• Drive forward various change initiatives to improve the CASS operating environment
• Ensure necessary changes to CASS policies and CASS Office procedures are made timely
• Assist in producing management information for the GM Client Asset Oversight Committee
• Support with other CASS duties as and when delegated by management
• Establish a strong rapport with all CASS stakeholders

Skills & Experience

The successful candidate will benefit from having:

• At least 3-5 years' experience of working in a CASS Office BAU or CASS audit role
• A strong understanding of FCA CASS regulation
• Familiarity with Global Markets activities
• Analytical mindset and excellent interpersonal skills
• Ability to work well under pressure.
• Solid work ethic and high level of motivation.

Guidant, Carbon60, Lorien & SRG - The Impellam Group Portfolio are acting as an Employment Business in relation to this vacancy.