Senior Compliance Consultants (Wealth & Investments)
Posted Today by twenty84
£95 Per hour
Inside
Remote
London Area, United Kingdom
Summary: The role of Senior Compliance Consultant focuses on supporting a regulatory review project within the wealth, investments, and pensions sectors. This position requires immediate availability for a contract lasting 3 to 6 months, with a strong emphasis on document-led analytical work and regulatory judgement. Candidates should possess senior compliance experience, particularly with SMF16, and be capable of assessing existing compliance frameworks efficiently. The role is fully remote and offers competitive day rates, classified as inside IR35.
Key Responsibilities:
- Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc).
- Identifying gaps, risks and areas requiring remediation or escalation.
- Providing clear, pragmatic written and verbal feedback.
Key Skills:
- Senior compliance experience.
- Previous SMF16 experience (highly desirable).
- Experience from wealth management, IFAs, investment platforms or SIPP/pensions.
Salary (Rate): £95.00/hr
City: London Area
Country: United Kingdom
Working Arrangements: remote
IR35 Status: inside IR35
Seniority Level: Senior
Industry: Finance
Senior Compliance Consultants (Wealth & Investments)
Location: Remote
Contract: 3–6 months
Very decent day rates - inside IR35
We’re supporting a client with multiple hires for a 3–6 month urgent contract roles for senior compliance professionals to support a regulatory review project within the wealth / investments / pensions space . These are immediate starts (next week) and fully remote. This is document-led, analytical work requiring strong regulatory judgement and the ability to risk assess existing frameworks, policies, processes, controls and governance at pace.
The work will involve:
- Reviewing existing compliance documentation (SMCR, governance, risk registers, policies, MI, sales & advice processes etc)
- Identifying gaps, risks and areas requiring remediation or escalation
- Providing clear, pragmatic written and verbal feedback
We’re keen to speak to contractors with:
- Senior compliance experience / previous SMF16 experience (highly desirable) from wealth management, IFAs, investment platforms or SIPP / pensions
If you’re a senior compliance contractor that meets these requirements and can start immediately, then don’t delay and apply here.