Reg W compliance & Control Analyst

Summary: The Reg W Compliance & Control Analyst role involves conducting reviews and walkthroughs to identify key processes, risks, and controls. The position requires the development and documentation of control design testing and effectiveness testing, as well as collaboration with employees and contractors to understand policies and processes. The analyst will also report findings to authorized personnel and validate evidence of control effectiveness. This position offers a remote working option.

Key Responsibilities:

• Perform initial review and control design walkthroughs to identify and document key processes, risks, and controls
• Assist with preparing the Initial Review Memo and Design Review Memos
• Develop, execute, and document control design testing related to the process design and controls design
• Develop, execute, and document control operating effectiveness testing related to the control's implementation and execution
• Meet with employees and contractors to comprehend policies, processes, and controls
• Report the outcome of meetings and discussions to the Authorized Employees
• Review and validate evidence to determine the effectiveness of controls

Key Skills:

• Experience in compliance and control analysis
• Strong understanding of risk management and control frameworks
• Ability to document and communicate findings effectively
• Proficiency in control design and testing methodologies
• Excellent interpersonal skills for collaboration with stakeholders

Salary (Rate): undetermined

City: undetermined

Country: USA

Working Arrangements: remote

IR35 Status: outside IR35

Seniority Level: undetermined

Industry: Other