Compliance Analyst(37413-1)
Posted 3 days ago by 1764269756
Negotiable
Outside
Remote
USA
Summary: The Compliance Analyst II role involves ensuring adherence to AML regulatory compliance and conducting compliance investigations. The position requires collaboration with various stakeholders to meet project goals and develop internal controls in line with regulatory standards. The analyst will also identify compliance gaps and document controls to maintain the organization's compliance baseline. This is a fully remote position based in the United States.
Key Responsibilities:
- Provide input towards consultation, interpretation, administration, and implementation of regulatory documents.
- Respond to legal and regulatory inquiries.
- Lead compliance investigations and cause analyses.
- Assist in the development of internal controls and procedures.
- Identify compliance gaps through internal spot checks and self-assessments.
- Plan and coordinate operational activities to comply with regulations.
- Document compliance controls to establish the organization's baseline of compliance.
Key Skills:
- 3-5 years of experience in AML/BSA compliance testing.
- Audit experience.
- Independence and initiative.
- Data analytics experience (nice-to-have).
- Knowledge of Anti-Money Laundering.
- Intermediate skills as an Audit/Compliance Analyst II.
Salary (Rate): undetermined
City: undetermined
Country: USA
Working Arrangements: remote
IR35 Status: outside IR35
Seniority Level: undetermined
Industry: Other
AuditCompliance Analyst II
Remote Work
Demonstrates working knowledge of AML regulatory compliance, regulatory matters, and business applications. Provides input towards consultation, interpretation, administration, and implementation of contractual, regulatory, and reliability documents. Provides input for responses to legal and regulatory inquiries. Works directly with customers, external contractors, and vendors to ensure project goals are met and/or issues are escalated, classified and documented properly.
Leads and conducts compliance investigations and cause analyses to ensure that controls and processes are operating effectively and efficiently. Assists in the development of internal controls, processes and procedures in accordance with regulatory principles. Provides guidance and interpretations for applicable regulatory standards. Identifies compliance gaps by conducting internal spot checks and self-assessments and examines compliance evidence for accuracy and completeness.
Plans and coordinates the operational activities of the organization to comply with governmental regulations and ordinances. Documents compliance controls to establish the organizations baseline of compliance.
Location: Fully remote within the United States.
Must-Have Requirements:
- 3-5 years of experience
- AML/BSA compliance testing
- Audit experience
- Independence and initiative
Nice-to-Haves:
- Data analytics experience
Competencies: Knowledge of Anti-Money Laundering
Experience (Years): 6-8
Essential Skills: Audit/Compliance Analyst II (Intermediate)