Regulatory Operations & Compliance Analyst - DLT/Workflows/Market Structure-£600-Outside ir35
Posted 1 day ago by Nicoll Curtin Technology
£600 Per day
Outside
Undetermined
London, UK
Summary: The Regulatory Operations & Compliance Analyst role involves working within an international electronic trading business to enhance regulatory workflows and trade-flow mapping, particularly in relation to DLT and market structure developments. The position requires collaboration across various departments to create scalable processes and ensure compliance with evolving regulatory frameworks. The ideal candidate will possess strong analytical skills and a deep understanding of regulatory requirements in the trading environment.
Key Responsibilities:
- Supporting client reconciliation across Legal, Compliance and Operations.
- Designing cross-jurisdictional process swimlanes across products, venues and protocols.
- Conducting DLT regulatory assessments including DLT-TSS/Settlement, CSDR considerations, recordkeeping, custody and transition models.
- Mapping regulatory reporting and transaction reporting workflows (MiFIR/EMIR etc).
- Producing end-to-end trade life cycle diagrams covering initiation through to settlement, exception handling and reporting obligations.
Key Skills:
- Good knowledge of Fixed Income/e-trading, execution protocols and clearing models.
- Understanding of MiFID II/MiFIR, EMIR, SFTR, CSDR and DLT Pilot Regime.
- Experience with workflow design, process mapping and regulatory interpretation.
- Strong analytical capability with advanced Excel; Visio essential, SQL/Python desirable.
- Excellent documentation, organisation and stakeholder skills.
Salary (Rate): £600 daily
City: London
Country: UK
Working Arrangements: undetermined
IR35 Status: outside IR35
Seniority Level: undetermined
Industry: Other
Regulatory Operations & Compliance Analyst - DLT/Workflows/Market Structure - £600 - Outside ir35
An international electronic trading business, facilitating more than $2.5 trillion in average daily volume across over 3,000 global clients. Following continued expansion and ongoing investment in regulatory technology, They are looking for a Regulatory Operations & Compliance Analyst to join their international compliance function.
This position focuses on regulatory workflow design, trade-flow mapping and DLT-related market structure developments. You'll work across Compliance, Operations, Legal, Product and Technology to build scalable processes and ensure readiness for future models such as DLT-MTF and DLT-TSS.
Key responsibilities
-
Supporting client reconciliation across Legal, Compliance and Operations.
-
Designing cross-jurisdictional process swimlanes across products, venues and protocols.
-
Conducting DLT regulatory assessments including DLT-TSS/Settlement, CSDR considerations, recordkeeping, custody and transition models.
-
Mapping regulatory reporting and transaction reporting workflows (MiFIR/EMIR etc).
-
Producing end-to-end trade life cycle diagrams covering initiation through to settlement, exception handling and reporting obligations.
Required experience
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Good knowledge of Fixed Income/e-trading, execution protocols and clearing models.
-
Understanding of MiFID II/MiFIR, EMIR, SFTR, CSDR and DLT Pilot Regime.
-
Experience with workflow design, process mapping and regulatory interpretation.
-
Strong analytical capability with advanced Excel; Visio essential, SQL/Python desirable.
-
Excellent documentation, organisation and stakeholder skills.
This is an ideal role for a highly analytical individual who enjoys regulatory problem-solving, complex workflows and shaping future market structure developments.