Regulatory Operations Analyst

The Role

We are looking for a Regulatory Operations Analyst to support regulatory reporting, operational controls and process improvement initiatives within a financial services environment.

Key Responsibilities

• Support daily regulatory reporting and oversight activities, ensuring accuracy and timely resolution of exceptions.
• Monitor regulatory reporting processes, investigate discrepancies and manage operational issues.
• Maintain reporting controls and produce operational performance metrics.
• Identify process inefficiencies, investigate root causes and recommend improvements.
• Support relationships with external service providers and monitor service performance.
• Maintain operational procedures and control documentation.
• Contribute to regulatory change projects, supporting the implementation of new processes and requirements.
• Work closely with internal stakeholders across Operations, Technology, Legal and other business functions.

Requirements

• Degree educated, ideally in Finance, Business or a related discipline.
• Around 2-3 years' experience within Regulatory Operations, Middle Office or Investment Operations.
• Experience with EMIR and/or SFTR regulatory reporting.
• Exposure to OTC derivatives, exchange-traded derivatives, collateral management or central clearing.
• Experience supporting projects, regulatory change or process improvements.
• Strong analytical, problem-solving and organisational skills.
• Excellent communication and stakeholder management skills.
• Ability to work independently and manage competing priorities.