Regulatory Compliance - Provision 29 (Contract)
Posted 3 days ago by Marks Sattin
£650 Per day
Inside
Hybrid
London Area, United Kingdom
Summary: The role of AVP – Regulatory Compliance involves leading a key Provision 29 regulatory project for a reputable Fintech firm in London. The position requires candidates with significant experience in regulatory compliance, particularly in relation to Provision 29 initiatives. Successful applicants must be available immediately or within a short notice period. This is a 9-month contract with hybrid working arrangements.
Key Responsibilities:
- Lead and support regulatory compliance activities related to the Provision 29 project
- Conduct impact assessments and identify compliance gaps
- Partner with Compliance, Risk, Legal, Operations, Business, and Technology teams
- Drive project implementation, remediation activities, and regulatory deliverables
- Prepare compliance documentation, reporting, and governance updates
- Engage with senior stakeholders and ensure successful project delivery
Key Skills:
- 5+ years of Regulatory Compliance experience
- Hands-on experience working on Provision 29 projects (mandatory)
- 2nd Line Regulatory Compliance experience within Financial Services (mandatory)
- Strong understanding of regulatory frameworks and governance processes
- Excellent stakeholder management and communication skills
Salary (Rate): £650 daily
City: London
Country: United Kingdom
Working Arrangements: hybrid
IR35 Status: inside IR35
Seniority Level: Mid-Level
Industry: Finance
AVP – Regulatory Compliance (Provision 29 Project) – 9 Month Contract
Location: London (Hybrid Working)
Industry: Financial Services (Fintech)
Pay Rate: £500 -£650 per day via umbrella (dependant on experience)
We are currently recruiting for an experienced AVP – Regulatory Compliance to join a key Provision 29 regulatory project for a reputable Fintech firm. Accepted candidates will come from a 2nd line regulatory compliance role with experience working directly on Provision 29 initiatives. Candidates must be immediately available or on a short notice period (max 2 weeks).
Key Responsibilities:
- Lead and support regulatory compliance activities related to the Provision 29 project
- Conduct impact assessments and identify compliance gaps
- Partner with Compliance, Risk, Legal, Operations, Business, and Technology teams
- Drive project implementation, remediation activities, and regulatory deliverables
- Prepare compliance documentation, reporting, and governance updates
- Engage with senior stakeholders and ensure successful project delivery
Required Skills & Experience:
- 5+ years of Regulatory Compliance experience
- Hands-on experience working on Provision 29 projects (mandatory)
- 2nd Line Regulatory Compliance experience within Financial Services (mandatory)
- Strong understanding of regulatory frameworks and governance processes
- Excellent stakeholder management and communication skills