Quality Assurance (QA) Financial Crime Analysts

Responsibilities of the Quality Assurance Analysts (Financial Crime)

• Conduct independent Quality Assurance (QA) reviews across Transaction Monitoring, CDD/KYC, EDD and Screening activities, ensuring investigations meet standards.
• Assess the accuracy, completeness and effectiveness of Financial Crime investigations, including supporting evidence and risk assessments.
• Identify quality deficiencies, control weaknesses and recurring issues, undertaking root cause analysis and supporting remediation and process improvements.
• Produce clear, evidence-based QA findings, management information and reporting, highlighting trends, risks and opportunities to improve performance.
• Collaborate with Financial Crime teams, providing constructive feedback and promoting consistent quality standards.

Background of the Quality Assurance Analysts (Financial Crime)

• Previous experience within Financial Crime Quality Assurance (QA), testing, oversight or investigative review, ideally within a regulated banking environment.
• Knowledge of one or more Financial Crime disciplines, including Transaction Monitoring, AML, KYC, CDD, EDD, PEP assessments or Sanctions Screening.
• Experience assessing investigations, transactional activity, customer risk profiles and supporting documentation against defined policies.
• Strong analytical skills, attention to detail and the ability to identify quality issues, challenge decisions and communicate clear, proportionate findings.
• Understanding of QA methodologies, sampling, error classification and root cause analysis.