KYC Researcher
Posted 7 days ago by Robert Walters
Negotiable
Undetermined
Undetermined
Glasgow, Scotland, United Kingdom
Summary: The KYC Researcher / Operations Analyst role at a Global Investment Bank in Glasgow requires a detail-oriented individual with a strong background in AML/KYC processes. The position involves conducting in-depth KYC research, preparing case files, and collaborating with client-facing teams to ensure compliance with regulatory standards. The ideal candidate will thrive in a fast-paced environment and possess excellent communication skills to manage client relationships and escalate risk issues effectively.
Key Responsibilities:
- Conduct in-depth KYC research and investigations on existing and prospective clients
- Prepare comprehensive case files for supervisory review
- Maintain up-to-date knowledge of regulatory changes related to KYC, AML, Suitability, and Documentation
- Identify and escalate any risk issues uncovered during the review process
- Collaborate with client-facing teams to gather required documentation and information
- Act as a point of contact for KYC-related queries and designated client relationships
- Provide subject matter expertise on KYC/AML documentation requirements and processes
- Manage and facilitate client due diligence in accordance with internal and external requirements
- Liaise with Compliance to discuss escalations related to client structures, product types, or AML risks
- Drive process improvements and support ongoing change initiatives
- Ensure accurate and timely completion of case reviews under tight deadlines
Key Skills:
- Prior experience in AML/KYC case management or operations
- Strong attention to detail and commitment to high quality standards
- Excellent written and verbal communication skills, with the ability to influence stakeholders
- High risk awareness with sound judgement on when to escalate
- Ability to think strategically and understand the broader regulatory landscape
- Collaborative team player
- Ability to work effectively under pressure and manage multiple tasks
- Proficient in Microsoft Excel and other MS Office tools
Salary (Rate): undetermined
City: Glasgow
Country: United Kingdom
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Other
Seeking a detail-oriented and proactive KYC Researcher / Operations Analyst for a Global Investment Bank based in Glasgow. This role is ideal for someone with a strong background in AML/KYC processes who thrives in a fast-paced, collaborative environment.
What You'll Be Doing
- Conduct in-depth KYC research and investigations on existing and prospective clients
- Prepare comprehensive case files for supervisory review
- Maintain up-to-date knowledge of regulatory changes related to KYC, AML, Suitability, and Documentation
- Identify and escalate any risk issues uncovered during the review process
- Collaborate with client-facing teams to gather required documentation and information
- Act as a point of contact for KYC-related queries and designated client relationships
- Provide subject matter expertise on KYC/AML documentation requirements and processes
- Manage and facilitate client due diligence in accordance with internal and external requirements
- Liaise with Compliance to discuss escalations related to client structures, product types, or AML risks
- Drive process improvements and support ongoing change initiatives
- Ensure accurate and timely completion of case reviews under tight deadlines
What You'll Bring
- Prior experience in AML/KYC case management or operations
- Strong attention to detail and commitment to high quality standards
- Excellent written and verbal communication skills, with the ability to influence stakeholder
- High risk awareness with sound judgement on when to escalate
- Ability to think strategically and understand the broader regulatory landscape
- Collaborative team player
- Ability to work effectively under pressure and manage multiple tasks
- Proficient in Microsoft Excel and other MS Office tools
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates