KYC - Investment Banking
Posted 1 day ago by Michael Page
Negotiable
Undetermined
Undetermined
Hong Kong
Summary: The role involves managing KYC periodic reviews and ensuring compliance with policies within a large financial institution in the Banking & Financial Services sector. The successful applicant will handle investor classifications, evaluate financial crime risks, and address AML concerns across APAC business units. Proficiency in Cantonese, English, and Mandarin is required, along with a strong understanding of client onboarding processes. This position offers an opportunity to gain valuable experience in a compliance-focused environment.
Key Responsibilities:
- Manage KYC periodic reviews and ensure adherence to policies and timelines.
- Handle regular review cycles, including investor classifications and profile updates.
- Evaluate financial crime risks for high-risk clients through enhanced due diligence.
- Address AML concerns across APAC business units and ensure proper escalation.
- Investigate screening true hits and coordinate with teams to obtain required information.
- Prepare EDD and PEP summaries outlining findings, screening results and risk mitigation.
Key Skills:
- Bachelor's degree in Finance, Economic, Law, Business Administration, or related fields preferred.
- Strong understanding of Periodic Review or Client Onboarding requirements, including customer identification programs, due diligence, and enhanced due diligence processes.
- At least 2+ years experience in Banking Industry.
- Proficient in Cantonese, English and Mandarin.
Salary (Rate): £3,500 monthly
City: Hong Kong
Country: Hong Kong
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Finance
- Competitive package
- Multiple Headcounts
The organisation is a large financial institution within the Banking & Financial Services sector. It is known for its strong presence in the industry and commitment to delivering high-quality services to its clients.
Job Description
- Manage KYC periodic reviews and ensure adherence to policies and timelines.
- Handle regular review cycles, including investor classifications and profile updates.
- Evaluate financial crime risks for high-risk clients through enhanced due diligence.
- Address AML concerns across APAC business units and ensure proper escalation.
- Investigate screening true hits and coordinate with teams to obtain required information.
- Prepare EDD and PEP summaries outlining findings, screening results and risk mitigation.
- Bachelor's degree in Finance, Economic, Law, Business Administration, or related fields preferred.
- Strong understanding of Periodic Review or Client Onboarding requirements, including customer identification programs, due diligence, and enhanced due diligence processes.
- At least 2+ years experience in Banking Industry.
- Proficient in Cantonese, English and Mandarin.
- Opportunity to gain valuable experience in the Banking Industry.
- Work in a large organisation with a focus on compliance and operational excellence.