Internal Audit / Regulatory Remediation Consultant

Internal Audit / Regulatory Remediation Consultant

Posted 5 days ago by JCW Group

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Negotiable
Undetermined
Hybrid
London Area, United Kingdom
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Associate Chartered Accountant (ACA) Associate Chartered Certified Accountant (ACCA) Auditing Auditing Standards Banking Certified Public Accountant Certified Public Accountant (CPA) Device Tracking Software External Auditing Financial Regulations Internal Auditing Investment Banking Investments IT Security Architecture Retail Banking Wholesale Banking

Summary: The Internal Audit / Regulatory Remediation Consultant role at a large US wholesale bank in London involves conducting regulatory remediation audits in response to US regulator reports. The position requires a strong background in internal audit, risk, and regulatory compliance, with a focus on various domains including data, HR, governance, and IT security. Candidates with managerial experience or those at the senior associate and senior manager levels are encouraged to apply. The role is hybrid, requiring 2-3 days per week onsite, and has an initial duration of 3 months with a strong likelihood of extension.

Key Responsibilities:

  • Conduct multiple regulatory remediation audits in response to US regulator reports.
  • Cover areas including Data, HR, Governance, IT Security, and related domains.
  • Assess and track regulatory/internal audit issue remediation.

Key Skills:

  • Strong background in Internal Audit, Risk, and/or Regulatory Compliance.
  • 5–10 years’ experience in internal audit or regulatory compliance.
  • Experience working for a US Bank is essential.
  • Solid understanding of financial regulations and auditing standards.
  • Relevant degree plus professional accounting/auditing qualifications (e.g. ACA, ACCA, CIA, CPA).
  • Excellent analytical, problem-solving, communication, and report-writing skills.
  • Must be legally authorized to work in the UK and live within commutable distance of London.

Salary (Rate): undetermined

City: London

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: undetermined

Seniority Level: Mid-Level

Industry: Other

Detailed Description From Employer:

Internal Audit / Regulatory Remediation Consultant

Client : Large US Wholesale Bank

Location : London (hybrid, 2–3 days per week onsite; work may relate to US entities)

Duration : Initial 3 months from 1st October , strong likelihood of extension to 6 months

Level : Manager level (5+ years’ experience preferred). Senior Associate (3+ years) and Senior Manager (10+ years) profiles will also be considered.

Scope : Conduct multiple regulatory remediation audits in response to US regulator reports

Coverage across areas including Data, HR, Governance, IT Security , and related domains

Key Requirements : Strong background in Internal Audit, Risk, and/or Regulatory Compliance

Experience in assessing and tracking regulatory/internal audit issue remediation

5–10 years’ experience in internal audit or regulatory compliance

Background in Investment Banking, Wholesale Banking, or Retail Banking - Experience working for a US Bank is essential

Solid understanding of financial regulations and auditing standards

Knowledge of the US regulatory framework

Relevant degree plus professional accounting/auditing qualifications (e.g. ACA, ACCA, CIA, CPA)

Excellent analytical, problem-solving, communication, and report-writing skills

Must be legally authorized to work in the UK and live within commutable distance of London

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