Interim Head of Compliance

Interim Head of Compliance (SMF16) | Insurance | London 3–6 month contract | Hybrid working

Coopman Search is supporting a UK-regulated insurance business in London with the appointment of an Interim Head of Compliance (SMF16) on a 3-6 month basis. This role will provide senior leadership to the Compliance function during a transitional period, ensuring the business continues to maintain strong regulatory oversight and governance. The successful candidate will work closely with the executive team and play a key role in maintaining the compliance framework and regulatory engagement.

Key responsibilities

• Act as SMF16, leading the Compliance function and overseeing the firm’s compliance risk profile
• Maintain and oversee the Compliance Framework, ensuring it continues to operate effectively
• Deliver the Compliance Monitoring Plan, including ongoing monitoring and assurance activities
• Provide compliance oversight across third-party and delegated arrangements
• Support senior leadership with regulatory engagement and reporting obligations
• Prepare and present Compliance MI and Board/Committee reporting
• Provide pragmatic regulatory guidance to stakeholders across the business
• Support ongoing SMCR and Fit & Proper oversight, helping maintain a strong compliance culture

Key requirements

• Extensive experience in a senior Compliance leadership role within the insurance industry, preferably insurance, MGA or carrier experience
• SMF16 approval or previous experience performing the SMF16 function
• Strong understanding of the UK regulatory environment (FCA / PRA)
• Experience overseeing delegated authority or third-party distribution arrangements
• Track record of producing and presenting Board and Committee reporting
• Comfortable stepping into a role quickly and providing leadership in an interim capacity
• Strong stakeholder management skills and a pragmatic, solutions-focused approach

This is an excellent opportunity for an experienced compliance leader to step into an interim Head of Compliance role, supporting a regulated insurance business while ensuring continuity across the compliance function. If you’re open to a confidential discussion, please message me directly or email william.mccoppin@coopman.uk. Equally, if you know someone suitable for an interim mandate, I would welcome an introduction.

As a Certified B Corporation™, Coopman Search takes a different approach to how we do business. Recognised internationally as a company that operates for good, we value and incorporate the interests of all stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we foster an environment that promotes collaboration and professional development.