Financial Crime Compliance Officer
Posted 4 days ago by Jefferies
Negotiable
Undetermined
Undetermined
London Area, United Kingdom
Summary: The Compliance Officer role at Jefferies focuses on ensuring compliance with anti-financial crime regulations across Europe and the Asia-Pacific Region. The position involves providing guidance on various compliance matters, drafting policies, and overseeing training and risk assessments. The role requires collaboration with global compliance teams and the production of management information related to financial crime.
Key Responsibilities:
- Providing anti-money laundering, counter terrorist financing, anti-bribery and anti-corruption, sanctions and anti-fraud advice to relevant stakeholders.
- Drafting and issuing anti-financial crime policies and procedures.
- Taking the lead on and/or participating in anti-financial crime training.
- Oversee the tracking and review of anti-financial crime regulatory change and assist with implementation.
- Assist to oversee/conduct anti-financial crime risk assessments.
- Assist in overseeing the anti-money laundering monitoring programme (e.g. assessing client due diligence for risk factors, transaction monitoring & sanctions screening).
- Review expenses and pre-approval for entertainment of government entities for anti-bribery and anti-corruption purposes.
- Assist the MLRO in producing the annual MLRO report and FCA REP-CRIM report.
- Liaise closely with global anti-money laundering compliance teams across Jefferies.
- Collating and producing management information on a range of anti-financial crime data.
Key Skills:
- Interest in a compliance career.
- Experience working knowledge of financial crime compliance.
- Good technical skills as well as interpersonal and communication skills.
- Strong time management and organisational skills.
- Ability to meet deadlines and work under pressure.
Salary (Rate): undetermined
City: London Area
Country: United Kingdom
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Other
Role Compliance Officer role to ensure Jefferies satisfies its anti-financial crime regulatory and compliance obligations across Europe and the Asia-Pacific Region.
Key Responsibilities
- The key responsibilities are:
- Providing anti-money laundering, counter terrorist financing, anti-bribery and anti-corruption, sanctions and anti-fraud advice to relevant stakeholders.
- Drafting and issuing anti-financial crime policies and procedures.
- Taking the lead on and/or participating in anti-financial crime training.
- Oversee the tracking and review of anti-financial crime regulatory change and assist with implementation.
- Assist to oversee/conduct anti-financial crime risk assessments.
- Assist in overseeing the anti-money laundering monitoring programme (e.g. assessing client due diligence for risk factors, transaction monitoring & sanctions screening).
- Review expenses and pre-approval for entertainment of government entities for anti-bribery and anti-corruption purposes.
- Assist the MLRO in producing the annual MLRO report and FCA REP-CRIM report.
- Liaise closely with global anti-money laundering compliance teams across Jefferies.
- Collating and producing management information on a range of anti-financial crime data.
Person Specification
The following skills and experience are required for this role:
- The candidate should now be interested in a compliance career.
- The candidate should have experience working knowledge of financial crime compliance.
- The candidate should have good technical skills as well as interpersonal and communication skills.
- The candidate should have strong time management and organisational skills and the ability to meet deadlines, and work under pressure.