Financial Advisor
Posted 5 days ago by 1754559452
Negotiable
Outside
Hybrid
USA
Summary: This role seeks a seasoned financial advisor with a minimum of 5 years of client-facing experience and a portable book of business worth at least $20 million in AUM. The ideal candidate will have a clean compliance record and strong interpersonal skills, with the potential for remote work for exceptional candidates. The position is based in or near the Los Angeles/Encino area and offers a hybrid working arrangement.
Key Responsibilities:
- Develop and manage client relationships
- Retain ownership of clients while working in an independent, fiduciary firm
- Offload operational tasks to focus on business growth
- Collaborate with a supportive team to enhance client experience
- Utilize modern tools and expert guidance to improve client services
Key Skills:
- Minimum 5 years of experience in a client-facing financial advisor role
- Portable book of business of at least $20 million in AUM
- Clean compliance record
- Strong communication and interpersonal skills
- Series 65, CFP, or CFA preferred
Salary (Rate): undetermined
City: undetermined
Country: USA
Working Arrangements: hybrid
IR35 Status: outside IR35
Seniority Level: undetermined
Industry: Other
What We re Looking For:
- Minimum 5 years of experience in a client-facing financial advisor role
- A portable book of business of at least $20 million in AUM
- Clean compliance record
- Proven track record of developing and managing client relationships
- Strong communication and interpersonal skills
- Series 65, CFP , or CFA preferred (we can support licensing if needed)
What We re Looking For:
Minimum 5 years of experience in a client-facing financial advisor role
A portable book of business of at least $20 million in AUM If the candidate is a superstar, they may consider remote work, however, they must be a superstar or else they will not consider remote.
Clean compliance record
Proven track record of developing and managing client relationships
Strong communication and interpersonal skills
Series 65, CFP , or CFA preferred (we can support licensing if needed)
Based in or near Los Angeles/Encino area and available for hybrid work
This Role is Ideal If You re:
Looking for an independent, fiduciary firm where you retain ownership of your clients
Ready to offload operational tasks and focus on growing your business
Excited to collaborate with an experienced, supportive team
Interested in offering a better client experience with modern tools and expert guidance