Equity Position Reporting SME (h/f)

Summary: The role of Equity Position Reporting SME at emagine involves providing expert advisory support on regulatory reporting matters within the financial services sector, specifically focusing on equity position reporting and short selling regulations. The position requires ensuring compliance with UK, EU, and US reporting regimes while managing complex regulatory projects and engaging with various stakeholders. The successful candidate will act as a Subject Matter Expert, driving remediation initiatives and supporting the broader Compliance Advisory functions. This role is critical in maintaining the firm's adherence to regulatory obligations and fostering a collaborative working environment.

Key Responsibilities:

• Serve as the SME for equity position and short selling reporting across multiple jurisdictions (UK, EU, US/CAN).
• Provide advisory support and challenge to the business and project teams on regulatory interpretation and implementation.
• Manage and support the end-to-end regulatory reporting processes for equity positions, short selling, and US/CAN trade reporting.
• Partner with the Front Office, operations, and technology to ensure regulatory requirements are understood and embedded in processes.
• Drive and support remediation and change projects relating to historical and ongoing reporting obligations.
• Liaise with internal and external stakeholders, including regulators, to address queries and ensure timely and accurate reporting.
• Assist in the drafting and review of policies and procedures related to regulatory reporting and control frameworks.
• Support broader Compliance Advisory functions including US Swap Dealer requirements and reporting oversight as needed.

Key Skills:

• Proven experience in a compliance advisory or regulatory reporting role within a global financial institution.
• Strong expertise in equity position reporting, short selling regulations, and associated reporting regimes.
• In-depth understanding of global regulatory frameworks including CFTC, SEC, and CSA obligations.
• Demonstrated experience managing complex regulatory projects and delivering to tight deadlines.
• Strong stakeholder management skills, including the ability to engage and influence senior leadership.
• Experience drafting and implementing regulatory policies, procedures, and control enhancements.
• Ability to operate independently and work collaboratively across Compliance, Legal, Operations, and Technology.

Salary (Rate): undetermined

City: London

Country: UK

Working Arrangements: undetermined

IR35 Status: undetermined

Seniority Level: undetermined

Industry: Consulting