Control Room Analyst, Compliance

Summary: Our client, a prestigious investment firm, is seeking a Control Room Analyst in Hong Kong. The role involves managing wall-crossing events, ensuring regulatory compliance, and analyzing large datasets. The ideal candidate will have experience in Control Room roles and strong analytical skills. Fluency in English is essential, with Mandarin as a desirable asset.

Key Responsibilities:

• Manage wall-crossing events, including material non-public information (MNPI) and strategic transactions, ensuring accurate records of wall-crossed individuals and related information flow.
• Monitor global short sale restrictions to uphold firm-wide regulatory compliance.
• Develop surveillance triggers to detect potential MNPI breaches or restricted trading.
• Analyze large datasets from internal and external sources using tools like SQL and Python.
• Collaborate with front office, legal, and deal teams on transaction protocols and regulatory inquiries.

Key Skills:

• Bachelor’s degree holder with 3+ years of experience in Control Room roles
• Advanced Excel skills are required for handling large datasets. SQL skills would be a plus.
• Fluency in English is a must. Mandarin language skills are desirable but not required.

Salary (Rate): undetermined

City: Hong Kong

Country: Hong Kong

Working Arrangements: undetermined

IR35 Status: undetermined

Seniority Level: undetermined

Industry: Other