Contract: Senior Compliance Advisory Manager  – Experience Of  Investments/isas & Sipps Required

Contract: Senior Compliance Advisory Manager – Experience Of Investments/isas & Sipps Required

Posted 1 week ago by London & Madrid) on Linkedin

Negotiable
Inside
Hybrid
Greater London, England, United Kingdom

Summary: The role of Senior Compliance Advisory Manager involves overseeing compliance for a new project within a leading Investments & Pensions company. The position requires expertise in Investments, ISAs, and SIPPs, with responsibilities including reviewing and amending operational SOPs and advising on regulatory interpretations. The contract is for six months, with a possibility of a permanent position thereafter. The role is hybrid, requiring some on-site presence in the Bristol area.

Key Responsibilities:

  • Review operational SOPs and suggest amendments and/or enhanced controls where needed
  • Assist in implementing any changes to SOPs required
  • Advise the business on regulatory interpretation as required on a day-to-day basis
  • Oversee that other project processes are properly implemented

Key Skills:

  • Solid compliance experience advising on policies & procedures
  • Experience with day-to-day issues covering Investments, ISAs, and SIPPs

Salary (Rate): 750

City: Bristol

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: inside IR35

Seniority Level: Senior

Industry: Finance