
Contract: Senior Compliance Advisory Manager – Experience Of Investments/isas & Sipps Required
Posted 1 week ago by London & Madrid) on Linkedin
Negotiable
Inside
Hybrid
Greater London, England, United Kingdom
Summary: The role of Senior Compliance Advisory Manager involves overseeing compliance for a new project within a leading Investments & Pensions company. The position requires expertise in Investments, ISAs, and SIPPs, with responsibilities including reviewing and amending operational SOPs and advising on regulatory interpretations. The contract is for six months, with a possibility of a permanent position thereafter. The role is hybrid, requiring some on-site presence in the Bristol area.
Key Responsibilities:
- Review operational SOPs and suggest amendments and/or enhanced controls where needed
- Assist in implementing any changes to SOPs required
- Advise the business on regulatory interpretation as required on a day-to-day basis
- Oversee that other project processes are properly implemented
Key Skills:
- Solid compliance experience advising on policies & procedures
- Experience with day-to-day issues covering Investments, ISAs, and SIPPs
Salary (Rate): 750
City: Bristol
Country: United Kingdom
Working Arrangements: hybrid
IR35 Status: inside IR35
Seniority Level: Senior
Industry: Finance