Compliance Temporary Support
Posted 1 day ago by Compliance Professionals
£100,000 Per year
Undetermined
Undetermined
London Area, United Kingdom
Summary: The role involves providing temporary compliance support for an award-winning wealth management firm in London, focusing on general compliance and financial crime advice. The position is a 6-month fixed-term contract requiring expertise in the UK wealth management industry and regulatory environment. The candidate will be responsible for delivering ongoing advice, conducting regulatory assessments, and supporting the business with compliance-related activities. Strong stakeholder management experience is essential for this role.
Key Responsibilities:
- Deliver the Ongoing Advice Review
- Perform regulatory horizon scanning and provide written updates to the CRO and for committees
- Support the regulatory risk assessment
- Provide advice and guidance to the business on regulatory matters as assigned, in line with the firm’s risk appetite
- Undertake other compliance related activities as assigned
Key Skills:
- Strong understanding of the UK wealth management industry, its activities, products, and services
- Strong experience of suitability
- Understanding of the UK regulatory environment for wealth management firms
- Experience of supporting risk or regulatory projects
- Minimum of five years’ experience in Compliance
- Experience in a role which involved significant stakeholder management
Salary (Rate): £100,000.00 yearly
City: London
Country: United Kingdom
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Finance
THE COMPANY: Our client is an award-winning wealth management firm based in London. They are looking to hire temporary compliance support, to assist with general compliance and financial crime advice to the business (6 month FTC).
THE RESPONSIBILITIES:
- Deliver the Ongoing Advice Review
- Perform regulatory horizon scanning and provide written updates to the CRO and for committees
- Support the regulatory risk assessment
- Provide advice and guidance to the business on regulatory matters as assigned , in line with the firm’s risk appetite.
- Undertake other compliance related activities as assigned
EXPERIENCE REQUIRED:
- Must have strong Understanding of the UK wealth management industry, its activities, products and services
- Strong experience of suitability
- Understanding of the UK regulatory environment for wealth management firms
- Experience of supporting risk or regulatory projects
- Minimum of five years’ experience in Compliance
- Experience in a role which involved significant stakeholder management
For further information please contact Hannah Tabatabai