Compliance Surveillance Analyst

Summary: The Compliance Surveillance Analyst role focuses on reviewing and investigating surveillance alerts related to trading and employee activities. The position requires identifying potential regulatory breaches, documenting findings, and collaborating with various stakeholders. Candidates should possess experience in compliance or financial services and strong communication skills to manage multiple priorities effectively.

Key Responsibilities:

• Review and investigate surveillance alerts across trading and employee activities.
• Identify potential regulatory or policy breaches and document findings.
• Escalate issues where appropriate and support internal and regulatory inquiries.
• Analyse trade data and handle hotline queries.
• Complete data entry tasks and support wider surveillance initiatives.

Key Skills:

• Experience in compliance or financial services.
• Strong communication skills.
• Ability to manage multiple priorities.

Salary (Rate): £300 per day

City: Belfast

Country: UK

Working Arrangements: undetermined

IR35 Status: undetermined

Seniority Level: undetermined

Industry: Other

Detailed Description From Employer:

We are hiring a Compliance Surveillance Analyst to review and investigate surveillance alerts across trading activity, employee activity, and communications. The role involves identifying potential regulatory or policy breaches, documenting findings, and escalating issues where appropriate. You will analyse trade data to support internal and regulatory inquiries and work closely with legal, audit, and compliance stakeholders. Additional duties include handling hotline queries, completing data entry tasks, and supporting wider surveillance initiatives. Ideal candidates bring experience in compliance or financial services, strong communication skills, and the ability to manage multiple priorities.