Compliance surveillance analyst

Key Responsibilities

• The role will be part of the projects team, and you will be responsible for:
• Reviewing and investigating trading alerts for the firm, employees, and clients.
• Documenting findings clearly and escalating issues when required.
• Analysing trade data and supporting responses to regulators.
• Communicating results to management and working with compliance, legal, and audit teams.
• Handling general tasks such as inquiries, hotlines, data entry, and ensuring compliance with internal rules and procedures.

Skills and Experience

• To be successful in this role, you will be expected to possess the following skills and experience:
• Previous relevant experience preferred.
• Some knowledge of compliance laws, rules, regulations, risks, and typologies.
• Excellent written and verbal communication skills.
• Self-starter with a flexible, innovative, and adaptable approach.
• Strong interpersonal skills with the ability to work collaboratively with people at all levels of the organisation.
• Strong project management and organisational skills, with the ability to manage multiple projects simultaneously.
• Proficiency in Microsoft Office applications, including Excel, Word, and PowerPoint.

Location

This role requires attendance in the Belfast office three days per week. Only candidates who can meet this requirement will be considered.