Compliance Specialist

Compliance Specialist

Posted 3 days ago by Technology & Risk Recruitment

£50,000 Per year
Fixed-Term
Hybrid
West Midlands, England, United Kingdom

Summary: The Compliance Specialist role is a 6-month fixed-term contract based in the West Midlands, focusing on compliance monitoring within a financial services organization. The position involves assessing adherence to regulatory requirements and providing compliance support across the business. The ideal candidate will have experience in compliance assurance and strong knowledge of FCA and PRA regulations. This role is crucial for fostering a robust compliance culture within the organization.

Key Responsibilities:

  • Develop and deliver the annual compliance assurance plan.
  • Scope and undertake compliance monitoring reviews.
  • Produce clear and effective compliance reports.
  • Monitor and follow up on agreed actions and recommendations.
  • Provide compliance advice and guidance to stakeholders.
  • Support the development of compliant policies, processes and procedures.

Key Skills:

  • Experience working in a compliance monitoring / assurance role or similar within financial services.
  • Strong knowledge of FCA and PRA regulatory requirements.
  • Excellent stakeholder management and communication skills.
  • Strong analytical skills and attention to detail.
  • The ability to manage multiple priorities effectively.

Salary (Rate): £50,000 yearly

City: West Midlands

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: fixed-term

Seniority Level: undetermined

Industry: Finance

Detailed Description From Employer:

Compliance Specialist – 6 Month Fixed-Term Contract Initially

Location: West Midlands (Hybrid)

Sector: Financial Services

Salary: £50,000 FTE

The Role

We are seeking an experienced Compliance Specialist to join a financial services organisation on an initial 6-month fixed-term contract. The role will focus on delivering the compliance monitoring programme, assessing adherence to FCA, PRA and UK GDPR requirements, and providing practical compliance support across the business.

Key Responsibilities

  • Develop and deliver the annual compliance assurance plan.
  • Scope and undertake compliance monitoring reviews.
  • Produce clear and effective compliance reports.
  • Monitor and follow up on agreed actions and recommendations.
  • Provide compliance advice and guidance to stakeholders.
  • Support the development of compliant policies, processes and procedures.

About You

You will have:

  • Experience working in a compliance monitoring / assurance role or similar within financial services.
  • Strong knowledge of FCA and PRA regulatory requirements.
  • Excellent stakeholder management and communication skills.
  • Strong analytical skills and attention to detail.
  • The ability to manage multiple priorities effectively.

Interested? Apply now to join a respected financial services organisation and help drive a strong compliance culture.