DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
- Assisting with the review and approval of financial promotions
- Ensuring adherence to the AML/Fraud/ABC/KYC requirements
- undertaking monitoring and providing training
- Assisting with internal/external audit reports
- Reviewing PA Dealing and gifts requests
- Analysing conflicts and maintaining policies
- Collating MI and making reports
Our client is a multi-asset global investment management house with a recognised track record.
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
Rate:
£70,000/year
Location:
West London
IR35 Status:
Fixed-Term
Remote Status:
Not specified
Industry:
Legal & Compliance
Seniority Level:
Mid-Level