Summary: The Compliance Executive role is a 9-month contract position based in Portsmouth, focusing on ensuring regulatory compliance within the business. The successful candidate will work closely with a small team and senior compliance specialists to support various projects, including the implementation of a new CRM system. Key responsibilities include advising on regulatory matters, conducting risk assessments, and supporting compliance monitoring programs. The position requires prior experience in a regulated compliance role, particularly within the financial industry.

Key Responsibilities:

• Ensuring that the business complies with all relevant laws and regulations.
• Advising the business on regulatory matters in support of the implementation of a new CRM system.
• Supporting key projects that launch new products.
• Conducting risk assessments to identify potential compliance risks and vulnerabilities.
• Supporting the compliance monitoring programme.

Key Skills:

• Prior experience of a regulated compliance role with a solid understanding of FCA regulation including Consumer Duty.
• Proven experience of interacting directly and effectively with key business and other internal and external stakeholders.
• Experience of marketing compliance within a regulated financial industry.
• Understanding of risk management principles and processes.
• Excellent communication skills.
• Strong organisational, research and technical information gathering skills.
• Demonstrate capability to analyse and document complex business processes.
• Sound judgement.
• Self-starter.

Salary (Rate): 40000

City: Portsmouth

Country: UK

Working Arrangements: hybrid

IR35 Status: undetermined

Seniority Level: undetermined

Industry: Other