Compliance Assurance Officer, Banking
Posted 4 days ago by Hays
Negotiable
Undetermined
Undetermined
City Of London, England, United Kingdom
Summary: The Compliance Assurance Officer role at a London branch of a foreign bank involves supporting the Head of Compliance with a focus on compliance advisory, monitoring, and risk frameworks, particularly in UK data protection and third-party risk management. The position requires delivering training to staff and reviewing relevant policies and procedures. Candidates should have at least five years of regulatory compliance experience in wholesale financial services, preferably within a small to medium-sized commercial bank.
Key Responsibilities:
- Support the Head of Compliance in compliance advisory and monitoring.
- Focus on UK data protection, outsourcing/third-party risk management, and SM&CR.
- Deliver training to staff on compliance-related topics.
- Review policies and procedures related to compliance areas.
Key Skills:
- At least five years of regulatory compliance experience.
- Experience in wholesale financial services, particularly in a commercial/corporate bank.
- Working knowledge of data protection, outsourcing/third-party risk, or SM&CR.
Salary (Rate): undetermined
City: City Of London
Country: United Kingdom
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Other
London branch of this highly stable and distinctively cultured foreign bank seeks a Compliance Assurance Officer to support its Head of Compliance. This role spans compliance advisory, monitoring and risk frameworks, with a particular focus upon UK data protection, outsourcing/third party risk management and SM&CR. As such, duties encompass delivery of training to staff and the review of policy & procedures relating to these areas of focus. Candidates are sought with at least five years' regulatory compliance experience gained in a wholesale financial services setting, a significant portion of which should be within a small to medium sized commercial/corporate bank. Working regulatory knowledge of one or more of data protection, outsourcing/third party risk or SM&CR would prove advantageous. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk