Compliance Associate - Wealth Management.
Posted 2 weeks ago by Oval Recruit on Reed
£50,000 Per year
Undetermined
Undetermined
London
Summary: The Compliance Associate role in Wealth Management involves supporting the Compliance Team at a leading International Wealth Manager. The position includes maintaining compliance registers, conducting AML testing, and assisting with regulatory returns. The ideal candidate should have compliance experience in financial services and knowledge of UK regulations. This is a 9-month contract with a competitive salary package.
Key Responsibilities:
- Maintaining Compliance registers.
- Assist with the completion of the FCA & SEC compliance monitoring plan.
- Conduct AML testing.
- Help develop compliance testing procedures across the business.
- Complete reporting and document results of compliance testing.
- Work constructively with departments to analyse and remedy testing results.
- Maintain compliance task workflow.
- Assist with regulatory returns and compliance reporting duties.
Key Skills:
- Compliance experience in financial services sector.
- Knowledge of UK regulations.
- Experience with monitoring and AML testing.
- Strong team-oriented skills.
- Clear communication abilities across teams.
Salary (Rate): 50000
City: London
Country: UK
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: Mid-Level
Industry: Finance