Compliance Analyst (FTC)

Compliance Analyst (FTC)

Posted 1 day ago by IPS Group

£50,000 Per year
Undetermined
Hybrid
London Area, United Kingdom

Summary: The Compliance Analyst role is an interim position within a London Market insurance business, focusing on supporting the compliance team to ensure adherence to regulatory requirements. The analyst will engage in various compliance-related tasks, including responding to regulatory queries and developing compliance policies. This position requires a collaborative approach and strong analytical skills to navigate the regulated environment effectively.

Key Responsibilities:

  • Responding to regulatory queries and correspondence
  • Supporting the development and maintenance of compliance policies and procedures
  • Identifying, recording and escalating compliance incidents and breaches
  • Supporting delivery of compliance training (e-learning and face-to-face)
  • Monitoring regulatory developments and assessing business impact
  • Supporting compliance oversight of group entities and delegated partners
  • Assisting with broker and intermediary governance arrangements

Key Skills:

  • At least 1 years’ experience in insurance compliance, ideally within the London Market
  • Exposure to regulatory advisory work (conduct, financial crime, licensing or sanctions)
  • Strong organisational, analytical and communication skills
  • Collaborative, professional and comfortable working in a regulated environment

Salary (Rate): £50,000.00 yearly

City: London

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: undetermined

Seniority Level: undetermined

Industry: Other

Detailed Description From Employer:

Interim Compliance Analyst – (Insurance)

Location: London/Hybrid

An established London Market insurance business is seeking a Compliance Analyst on an interim basis .

The Role

You will support the compliance team in maintaining an effective framework and ensuring the business operates within regulatory requirements.

Duties:

  • Responding to regulatory queries and correspondence
  • Supporting the development and maintenance of compliance policies and procedures
  • Identifying, recording and escalating compliance incidents and breaches
  • Supporting delivery of compliance training (e-learning and face-to-face)
  • Monitoring regulatory developments and assessing business impact
  • Supporting compliance oversight of group entities and delegated partners
  • Assisting with broker and intermediary governance arrangements

Experience

At least 1 years’ experience in insurance compliance , ideally within the London Market

Exposure to regulatory advisory work (conduct, financial crime, licensing or sanctions)

Strong organisational, analytical and communication skills

Collaborative, professional and comfortable working in a regulated environment