Summary: The role is for a Compliance Advisory Manager specializing in Securitized Products and Credit at a Global Bank in Canary Wharf, offering a 6-month contract with a hybrid working model. The position requires candidates to have a background in Investment Banking and involves providing compliance advice, policy implementation, risk assessment, and regulatory monitoring. The successful candidate will also be responsible for training staff and addressing compliance queries on the trading floor.

Key Responsibilities:

• Offer real-time and responsive advice to the business on daily matters, including reviewing transactions that pose conduct and reputational risks, addressing trading and sales queries related to market impact or restructuring, and preparing meeting materials.
• Collaborate with the Global Compliance team to drive compliance policies, procedures, and practices into the business.
• Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems.
• Review and monitor regulatory requirements and industry trends related to credit and securitized products, providing guidance to the business on compliance best practices.
• Provide training and support to employees on compliance policies and procedures.
• Answer day to day queries on the trading floor.
• Help with governance of new product launch approvals.
• Drafting Procedures, and helping the wider teams understand compliance and new conduct.
• Advising the team and business on compliance issues.

Key Skills:

• Previous experience in an Advisory role within a Global Investment bank.
• Regulatory Change project experience.
• Markets Advisory experience.
• Working within a fast-paced multi-structural environment.
• Credit and Securitized product experience.

Salary (Rate): 750

City: London

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: inside IR35

Seniority Level: Mid-Level

Industry: Finance