Summary: Lutine Bell is seeking a Compliance Advisory Officer for a leading Investment Manager on a 12-month fixed-term contract. The role involves providing regulatory guidance, contributing to compliance reporting, and improving team efficiency through data utilization and automation. The candidate will also handle market abuse alerts and ensure compliance with audit recommendations.

Key Responsibilities:

• Provide regulatory guidance and advisory services to internal business areas.
• Contribute to compliance reporting, including regulatory and board reporting.
• Deliver compliance initiatives and mini-projects focused on efficiency and automation.
• Analyze and execute actions related to regulatory developments affecting compliance and the business.
• Improve team efficiency through data utilization and automation of processes.
• Advise on fund management operations regarding compliance rules and regulatory reporting.
• Handle and process market abuse alerts from third-party systems.
• Ensure audit and compliance monitoring recommendations are addressed to required standards.

Key Skills:

• Good understanding of the wealth management business.
• Knowledge of the FCA Handbook, particularly COBS.
• Understanding of fund management and regulatory knowledge of UCITS and AIFMD requirements.

Salary (Rate): 70000

City: London

Country: United Kingdom

Working Arrangements: hybrid

IR35 Status: fixed-term

Seniority Level: Mid-Level

Industry: Finance