Compliance Advisory Manager (6 months FTC)

Summary: The Compliance Advisory Manager role at Tandem is a six-month fixed-term contract focused on ensuring compliance with UK regulatory requirements within the financial services sector. The position involves advising senior stakeholders, supporting compliance initiatives, and promoting a compliant culture across the organization. The role offers flexibility in working arrangements, allowing for remote or hybrid work from various UK locations. The successful candidate will play a crucial role in maintaining regulatory standards and supporting the Director of Compliance.

Key Responsibilities:

• Providing advice on regulation to the business across a broad range of topics.
• Support the team as needed to provide compliance sign-off of financial promotions, customer communications, and training materials.
• Undertake regulatory horizon scanning and maintain regular touchpoints with relevant stakeholders across the business to ensure they are up to date with changes.
• Develop a strong presence across the bank and support as needed in operational meetings, helping to promote a strong compliant culture.
• Provide 2LOD input to the wider Risk team, including consulting on key initiatives and ensuring due governance practices are observed.
• Support the Director of Compliance and Senior Compliance Advisory Manager with the Senior Managers and Certification Regime including governance forums and supporting approved Senior Managers and accountable executives.
• Support product governance across the product lifecycle.
• Engage with the regulator as required by the Director of Compliance including co-ordinating responses to requests for information, submitting notifications and / or coordinating applications via Connect.
• Support as needed to undertake policy reviews and create, develop and roll out compliance training materials to help educate colleagues on regulatory risks.
• Identify, investigate and resolve compliance issues.

Key Skills:

• Ability to hit the ground running and work well under pressure, at pace and prioritise work.
• Adaptable and able to take on a wide range of tasks depending on the needs of the team.
• Strong and broad knowledge of regulatory landscape and demonstrable experience of advising senior stakeholders on FCA regulatory matters in a lending environment, including FCA Handbook, Consumer Credit Act, Senior Managers & Certification Regime, and Consumer Duty.
• Strong focus on consumer outcomes and supporting the business in its embedment of Consumer Duty.
• Excellent attention to detail.
• Strong communication skills, including the confidence to interact with and challenge senior stakeholders across the business.
• Ability to appropriately challenge information and get to the heart of a matter.
• Experience working at a digital bank would be an advantage.

Salary (Rate): 60000

City: undetermined

Country: UK

Working Arrangements: hybrid

IR35 Status: outside IR35

Seniority Level: undetermined

Industry: Finance