Negotiable
Undetermined
Undetermined
Singapore
Summary: A global investment bank in Singapore is looking for a Business Risk Specialist to join their Front Line Support team. The role involves performing control reviews to assess compliance with Investment Suitability requirements and documenting findings for escalation. The candidate will also act as a subject-matter expert on controls and provide feedback for improvements. This position is critical in maintaining the integrity of the bank's risk management framework.
Key Responsibilities:
- Perform control reviews to assess cases not meeting Investment Suitability disclosure requirements.
- Conduct time-critical reviews of front office communications with clients, including detailed email and call report reviews.
- Document the review approach and findings, providing final assessments for cases needing escalation.
- Serve as a subject-matter expert on controls, offering feedback on operational effectiveness and potential improvements.
Key Skills:
- Knowledge or background in risk, controls, investigations, compliance, audit, and/or legal.
- 3-4 years of experience in the Banking Industry, preferably in wealth management with investment suitability/product knowledge.
- Proficiency in English and Mandarin/Cantonese.
- Good knowledge of wealth management financial products and services.
Salary (Rate): undetermined
City: Singapore
Country: Singapore
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Other