Business Analyst - Regulatory Mapping
Posted 1 day ago by Alexander Mann Solutions - Contingency
Negotiable
Undetermined
Undetermined
London
Summary: The Business Analyst - Regulatory Mapping role at AMS involves mapping compliance evidence to regulations for a major UK retail bank. This position requires collaboration with stakeholders to ensure compliance and quality assurance while managing the transition of regulatory mapping to an online platform. The role is focused on regulatory compliance within a financial institution and includes responsibilities for documentation and stakeholder engagement. It is a 6-month contract based in London.
Key Responsibilities:
- Provide accurate, consistent and timely mapping of regulations to compliance evidence from multiple sources
- Engage with the appropriate stakeholders for individual work items to ensure that work product meets both requirements and expectations
- Respond to feedback in an appropriate and timely manner
- Work to deadlines and produce high quality output which can be utilised by the wider stakeholder group
- Identify and articulate risk, issues and dependencies in line with regulatory expectations
- Partner with business stakeholders across NatWest Markets through the multifaceted project lifecycle
- Identification of relevant regulations for Market Abuse
- Applicability analysis for NWM business
- Mapping of regulations to compliance evidence
- Documentation of identified gaps
- Maintenance of regulatory mapping worksheets
- Migration of regulatory mapping worksheets onto an online platform
- Support the transition of activities into BAU
Key Skills:
- BA experience within a regulated financial institution
- Experience of mapping regulations to compliance evidence
- Experience with global regulations (US, EU, APAC)
- Regulatory technology platform migrations - end to end implementation
- Work on a regulatory remediation project with multiple deliverables
- Stakeholder engagement and management
- Has worked collaboratively in a team environment
Salary (Rate): undetermined
City: London
Country: UK
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Finance
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients' recruitment team and provide professional interim and temporary resources. Our client, a major UK retail bank, provides every day banking services to over 17 million retail customers. The banks expertise and services span across Business Services, Corporate banking, Wealth Management, Group Functions, Retail and Investment Banking.
On behalf of this organisation, AMS are looking for a Business Analyst - Regulatory Mapping for a 6 month contract based in London.
Purpose of the Role:
This role is part of the Regulatory Mapping workstream which is responsible for the mapping of compliance evidence to Regulation, migration to an online platform and implementation of a target operating model.
The role of the business analyst will be to review the in-scope regulations, gather artifacts to evidence NWM compliance with the applicable regulations and write a rationale to explain how the evidence demonstrates NWM compliance. The role will require collaboration with subject matter experts to understand the scope of evidence, quality assurance to understand and remediate any feedback and Second Line of Defence who will approve the compliance evidence proposed.
As a Business Analyst - Regulatory Mapping you will be responsible for:
- Provide accurate, consistent and timely mapping of regulations to compliance evidence from multiple sources
- Engage with the appropriate stakeholders for individual work items to ensure that work product meets both requirements and expectations
- Respond to feedback in an appropriate and timely manner
- Work to deadlines and produce high quality output which can be utilised by the wider stakeholder group
- Identify and articulate risk, issues and dependencies in line with regulatory expectations
- Partner with business stakeholders across NatWest Markets through the multifaceted project lifecycle
- Identification of relevant regulations for Market Abuse
- Applicability analysis for NWM business
- Mapping of regulations to compliance evidence
- Documentation of identified gaps
- Maintenance of regulatory mapping worksheets
- Migration of regulatory mapping worksheets onto an online platform
- Support the transition of activities into BAU
What we require from the candidate:
- BA experience within a regulated financial institution.
- Experience of mapping regulations to compliance evidence.
- Experience with global regulations. (US, EU, APAC)
- Regulatory technology platform migrations - end to end implementation.
- Work on a regulatory remediation project with multiple deliverables.
- Stakeholder engagement and management.
- Has worked collaboratively in a team environment.