Role Description
Identification and assessment of Basel 3.1 reporting applicability relevant for the bank's activities, products, and services with all applicable regulations, and internal control policies, and
Reviewing the data lineage for the basel 3.1 reports and perform control testing to provide assurance on Basel compliance
Review the identified Golden source to identify and address potential compliance gaps or violations.
Working with Credit Business and Product Owners - Mortgages & Securities Backed Lending - to map out e2e data/process/control flows, analyse RWA impacts arising from different commercial decisions and deliver technology feeds already designed)
Review the business control, tech controls and sox controls linked to the relevant products for basel 3.1 and perform control test of design and test of efectiveness for controls
Recommend addressing any weaknesses or gaps that could lead to regulatory reporting non-compliance, and implementation of measures to strengthen internal controls.
Assess the preparedness for preparation and submission of Basel 3.1 regulatory reports to authorities
Assess the development and implementation of training programmes to educate PBWM stakeholders on Basel 3.1 regulatory requirements and compliance responsibilities.
Review the preparedness and ongoing maintenance of regulatory reporting systems and software applications, including collaboration with IT colleagues to integrate regulatory reporting systems with other enterprise systems.