Associate Director - Surveillance
Posted Today by HAYS
Negotiable
Undetermined
Undetermined
London, UK
Summary: The role of Associate Director - Surveillance involves enhancing surveillance effectiveness within a global financial institution's compliance function. The position requires expertise in surveillance analytics, compliance, and risk management, focusing on trade surveillance programs and methodologies. The successful candidate will collaborate with regional teams to improve alert productivity and contribute to global operating standards. This role is pivotal in ensuring regulatory compliance and effective risk management across various business lines.
Key Responsibilities:
- Conduct surveillance scenario calibration, recalibration and optimisation using quantitative and analytical techniques.
- Perform validation and effectiveness reviews of trade surveillance programs to assess regulatory and product coverage.
- Partner with regional surveillance teams to interpret results and improve alert productivity. Support the development of dashboards, reporting packs and performance metrics for internal stakeholders.
- Contribute to enhancing global methodologies and operating standards.
Key Skills:
- 4-7 years' experience in surveillance, compliance or analytics within institutional trading or wealth management.
- Strong knowledge of market abuse risk and surveillance methodologies.
- Experience working with global stakeholders across regions.
- Excellent analytical, communication and problem-solving skills.
Salary (Rate): Competitive GBP
City: London
Country: UK
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: Mid-Level
Industry: Compliance
Surveillance & Compliance Analytics Specialist
Department: Global Compliance & Risk
Level: Associate Director
Join a globalfinancial institution's compliance function and help enhance surveillanceeffectiveness across multiple regions and business lines.
Key Responsibilities
- Conduct surveillance scenario calibration, recalibration and optimisation using quantitative and analytical techniques.
- Perform validation and effectiveness reviews of trade surveillance programs to assess regulatory and product coverage.
- Partner with regional surveillance teams to interpret results and improve alert productivity. Support the development of dashboards, reporting packs and performance metrics for internal stakeholders.
- Contribute to enhancing global methodologies and operating standards.
What We're Looking For
- 4-7 years' experience in surveillance, compliance or analytics within institutional trading or wealth management.
- Strong knowledge of market abuse risk and surveillance methodologies.
- Experience working with global stakeholders across regions.
- Excellent analytical, communication and problem-solving skills.