AMOI - Compliance & Regulation - Graduate (12 month contract)

Summary: The role of Compliance & Regulation Graduate at Asset Management One International Ltd. involves supporting the Compliance department in ensuring effective risk management and internal controls. The position offers a diverse range of responsibilities, including assisting with audit preparations, operational risk tracking, and compliance monitoring. The candidate will work closely with various departments and gain valuable asset management experience within a small team. This opportunity is ideal for individuals with a strong interest in problem-solving and organizational skills.

Key Responsibilities:

• Assist with testing of the design and operational effectiveness of procedures and controls.
• Provide support to the compliance and risk monitoring programs.
• Prepare procedures for audit testing by external auditors and work with them on behalf of Asset Management One International.
• Assist in tracking operational risk, maintaining records, and reporting to appropriate parties.
• Maintain company records, including policies and procedures, ensuring effective updates.
• Support the Compliance team by preparing routine schedules for the Management Committee and other governance committees.
• Aid in the preparation, collation, and distribution of meeting papers.
• Assist with follow-up of remedial action plans agreed by management.
• Prepare regulatory updates for staff.
• Support re-certification and approval of relevant staff for specific functions.
• Review financial promotions and marketing communications issued by the business.
• Manage and prepare contracts, including obtaining necessary approvals.
• Perform due diligence and risk screening related to anti-money laundering and other risk-based exercises.
• Handle other ad hoc requests from Operations, Finance, Systems Support, and Middle Office.

Key Skills:

• Good mathematical skills.
• Proficient use of the English language.
• Strong knowledge of Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).
• Knowledge of rules-based programming is desirable but not essential.

Salary (Rate): undetermined

City: London

Country: United Kingdom

Working Arrangements: undetermined

IR35 Status: undetermined

Seniority Level: Entry Level

Industry: Finance