12 Months FTC - Senior Regulatory Compliance Program Manager

12 Months FTC - Senior Regulatory Compliance Program Manager

Posted Today by Robert Walters

£140,000 Per year
Undetermined
Undetermined
City of London

Summary: The Senior Regulatory Compliance Program Manager will lead the Outsourcing and Merchant Oversight function for a leading fintech firm, focusing on developing and executing compliance frameworks in alignment with FCA requirements. This 12-month engagement offers the chance to shape compliance strategies in a dynamic environment. The role involves collaboration with internal stakeholders and delivering training programs to ensure regulatory compliance. The ideal candidate will possess extensive experience in compliance within regulated financial services, particularly in managing third-party and outsourcing risks.

Key Responsibilities:

  • Develop and execute a robust compliance program for outsourcing and third-party oversight, including oversight of merchants and credit brokers.
  • Ensure alignment with FCA requirements in preparation for regulatory authorisation.
  • Collaborate globally with internal stakeholders to implement oversight processes, accountability frameworks, and governance reporting.
  • Deliver training and awareness programs to relevant teams and business units.
  • Draft and support regulatory documentation and contribute to the firm’s overall business compliance plan.
  • Regularly report progress to internal governance forums and leadership.

Key Skills:

  • Proven track record in a senior Compliance role within regulated financial services.
  • Experience managing third-party and outsourcing risks.
  • Deep understanding of FCA expectations.
  • Experience in designing and developing compliance programs from scratch.
  • Strong collaboration and communication skills.
  • Ability to deliver training and awareness programs.

Salary (Rate): 140,000

City: City of London

Country: United Kingdom

Working Arrangements: undetermined

IR35 Status: undetermined

Seniority Level: Senior

Industry: Finance