12 Month Contract (temp To Perm): Senior Compliance Advisory Manager – Experience Of Pensions Or Retail Investments Required
Posted 1 week ago by Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) on Linkedin
£85,000 Per year
Undetermined
Hybrid
London Area, United Kingdom
Summary: The role of Senior Compliance Advisory Manager involves overseeing compliance operations within a leading Investments & Pensions company, focusing on pensions and retail investments. The position is a 12-month contract with the potential for permanent placement, requiring expertise in regulatory interpretation and operational procedures. The role includes both remote and on-site work in London, emphasizing the need for solid compliance experience.
Key Responsibilities:
- Review operational standard procedures and suggest amendments and/or enhanced controls where needed
- Assist in implementing any changes to SOPs required
- Advise the business on regulatory interpretation as required on a day-to-day basis
- Advise on breaches and complaints
Key Skills:
- Solid compliance experience in advising on policies & procedures
- Experience covering Pensions and/or Retail Investments
- Ability to interpret regulatory requirements
- Strong communication and advisory skills
Salary (Rate): 85000
City: London
Country: United Kingdom
Working Arrangements: hybrid
IR35 Status: undetermined
Seniority Level: Senior
Industry: Finance