Control Room Specialist
Posted 1 week ago by Huxley Banking & Financial Services
Negotiable
Undetermined
Undetermined
City of London, UK
Summary: The Control Room Consultant role offers an opportunity to join a prestigious investment banking team in London on a contract basis. The position focuses on supporting compliance functions, including managing restricted lists and regulatory reporting. The consultant will play a vital role in ensuring compliance and integrity within the organization. This role is set in a dynamic and fast-paced environment, requiring specialized expertise in compliance processes.
Key Responsibilities:
- Support essential compliance functions within the control room.
- Maintain and update restricted lists.
- Monitor wall crossings and manage regulatory alerts.
- Generate compliance-related reports and alerts.
- Uphold compliance standards and regulatory requirements.
Key Skills:
- Demonstrated experience with control room processes.
- Knowledge of restricted list management.
- Proficiency in Python for compliance tool development.
- Ability to analyze datasets using SQL.
- Expertise in handling complex datasets.
- Experience in creating alerts and reports.
- Sound understanding of regulatory compliance.
- Familiarity with wall-crossing protocols in investment banking.
Salary (Rate): undetermined
City: City of London
Country: United Kingdom
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Finance
Control Room Consultant Opportunity - Contract
We are delighted to present a unique opportunity for a Control Room Consultant to join our client's distinguished team within the investment banking sector, based in London, United Kingdom. This is a contract role that offers the chance to make a tangible impact in a dynamic and fast-paced environment.
Position OverviewAs a Control Room Consultant, you will work closely with our client's team to support essential compliance functions, ensuring the smooth operation of activities such as maintaining restricted lists, monitoring wall crossings, and managing regulatory alerts and reporting. Your expertise will be crucial in upholding the highest standards of compliance and integrity within the organization.
Key Skills Required- Control Room Functionality: Demonstrated experience working with control room processes to support compliance and regulatory frameworks.
- Restricted List Management: Knowledge and experience in maintaining and updating restricted lists in a compliance setting.
- Python: Proficiency in Python to support the development and automation of compliance tools.
- SQL: Ability to work with databases and analyze datasets effectively using SQL.
- Data Sets: Expertise in handling, analysing, and interpreting complex datasets to support compliance activities.
- Alerts and Reports: Creating and managing alerts and generating reports to monitor compliance-related activities.
- Compliance Expertise: Sound understanding of regulatory requirements and ability to ensure adherence to compliance standards.
- Wall Crossing: Familiarity with managing and monitoring wall-crossing protocols within the investment banking industry.
Please visit our website to find out more about our Key Information Documents. Please note that the documents provided contain generic information. If we are successful in finding you an assignment, you will receive a Key Information Document which will be specific to the vendor set-up you have chosen and your placement.
To find out more about Huxley, please visit our website
Huxley, a trading division of SThree Partnership LLP is acting as an Employment Business in relation to this vacancy | Registered office | 8 Bishopsgate, London, EC2N 4BQ, United Kingdom | Partnership Number | OC387148 England and Wales
